THOMAS J PAPPAS

THOMAS J PAPPAS is an investment adviser representative (IAR) with state registration records since 1991, appearing at 5 firms. Currently registered with COTTONWOOD CAPITAL ADVISORS, LLC.

Registration history (5)

FirmFromToCurrent
COTTONWOOD CAPITAL ADVISORS, LLC2021-02-19presentYes
WELLS FARGO CLEARING SERVICES, LLC2011-01-072021-02-24
MORGAN STANLEY SMITH BARNEY LLC2009-06-012010-10-29
CITIGROUP GLOBAL MARKETS INC.2003-11-262009-06-01
MORGAN STANLEY DW INC.1991-11-292003-11-25

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