Thomas Joseph Harden

Thomas Joseph Harden is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
LPL FINANCIAL LLC2021-06-18presentYes
UBS FINANCIAL SERVICES INC.2010-10-252019-07-02
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2010-08-302010-10-13
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2008-01-012009-05-08

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