CAROL LUPO is an investment adviser representative (IAR) with state registration records since 1997, appearing at 3 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2020-11-06 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-03-05 | 2020-11-05 | — |
| UBS FINANCIAL SERVICES INC. | 1997-12-12 | 2009-03-16 | — |