DAVID DAVID PELTON is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2025-07-02 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2016-09-09 | 2025-07-08 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2016-09-19 | — |
| MORGAN STANLEY & CO. LLC | 2009-01-16 | 2009-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 2006-09-12 | 2009-01-26 | — |