RICHARD ARTHUR MALLOY is an investment adviser representative (IAR) with state registration records since 1999, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2008-12-12 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 1999-09-30 | 2008-12-15 | — |