THOMAS JOSEPH DUFFY is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2018-01-08 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2017-12-26 | — |
| MORGAN STANLEY & CO. LLC | 2008-10-21 | 2009-06-01 | — |
| CHASE INVESTMENT SERVICES CORP. | 2006-07-26 | 2007-08-28 | — |
| CITICORP INVESTMENT SERVICES | 2004-12-06 | 2006-08-21 | — |