MARK STEVEN ROTHSTEIN is an investment adviser representative (IAR) with state registration records since 1997, appearing at 7 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-09-05 | present | Yes |
| AVANTAX ADVISORY SERVICES | 2025-02-10 | 2025-09-05 | — |
| INDEPENDENT FINANCIAL GROUP, LLC | 2013-12-16 | 2025-02-10 | — |
| TRI-STAR FINANCIAL | 2011-01-14 | 2020-03-06 | — |
| CENTAURUS FINANCIAL, INC. | 2010-07-28 | 2013-04-11 | — |
| TRI-STAR FINANCIAL | 2008-11-12 | 2010-12-31 | — |
| HARMONEY FINANCIAL ADVISORS, LLC | 2006-07-18 | 2006-12-31 | — |
| LPL FINANCIAL LLC | 1997-05-12 | 2010-08-10 | — |