DAVID BRIAN SCHAUM

DAVID BRIAN SCHAUM is an investment adviser representative (IAR) with state registration records since 2000, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (6)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2023-07-17presentYes
OPPENHEIMER & CO. INC.2016-07-112023-07-07
RAYMOND JAMES & ASSOCIATES, INC.2012-10-232016-07-11
MORGAN STANLEY SMITH BARNEY LLC2009-06-012012-10-31
CITIGROUP GLOBAL MARKETS INC.2007-10-222009-06-01
UBS FINANCIAL SERVICES INC.2000-11-212007-11-05

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