JAMES ALOYSIUS DIEPENBROCK is an investment adviser representative (IAR) with state registration records since 1997, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2018-08-30 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2018-08-30 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-04-16 | 2009-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 1997-07-08 | 2008-04-28 | — |