RICHARD STEPHEN BRIGGS

RICHARD STEPHEN BRIGGS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 2 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (2)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2019-09-04presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-07-212019-09-05

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