FRANCIS X ROCHE is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2016-10-12 | present | Yes |
| OPPENHEIMER & CO. INC. | 2015-04-15 | 2016-10-18 | — |
| ROBERT W. BAIRD & CO. INCORPORATED | 2014-03-17 | 2015-04-21 | — |
| RBC CAPITAL MARKETS, LLC | 2002-05-14 | 2014-04-07 | — |