PHILIP DUANE TOM

PHILIP DUANE TOM is an investment adviser representative (IAR) with state registration records since 1992, appearing at 4 firms. Currently registered with HOHIMER WEALTH MANAGEMENT, LLC.

Registration history (4)

FirmFromToCurrent
HOHIMER WEALTH MANAGEMENT, LLC2025-07-18presentYes
RBC CAPITAL MARKETS, LLC2015-04-292025-07-10
WELLS FARGO CLEARING SERVICES, LLC2003-07-012015-04-30
PRUDENTIAL EQUITY GROUP, LLC1992-10-272003-07-01

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