ROC WILLIAM WILLIS is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with OPPENHEIMER & CO. INC..
| Firm | From | To | Current |
|---|---|---|---|
| OPPENHEIMER & CO. INC. | 2024-12-02 | present | Yes |
| WEDBUSH SECURITIES INC. | 2011-02-17 | 2024-12-15 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-01-01 | 2011-01-31 | — |
| A. G. EDWARDS & SONS, INC. | 2004-05-07 | 2008-01-01 | — |
| MORGAN STANLEY DW INC. | 1998-08-24 | 2004-05-20 | — |