RICHARD JAY BERNSTEIN is an investment adviser representative (IAR) with state registration records since 1997, appearing at 6 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2026-03-20 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2015-07-01 | 2026-03-20 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2015-07-02 | — |
| MORGAN STANLEY & CO. LLC | 2009-04-03 | 2009-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 2003-02-28 | 2009-04-14 | — |
| CITIGROUP GLOBAL MARKETS INC. | 1997-07-08 | 2003-03-13 | — |