RICHARD LAWRENCE FAIN

RICHARD LAWRENCE FAIN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

Registration history (3)

FirmFromToCurrent
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2014-03-17presentYes
MORGAN STANLEY SMITH BARNEY LLC2012-04-132014-03-21
CHARLES SCHWAB & CO., INC.2007-04-192012-04-25

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