Caroline M Calder

Caroline M Calder is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (5)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2019-03-08presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-08-152019-03-11
UBS FINANCIAL SERVICES INC.2011-04-012014-08-25
MORGAN STANLEY SMITH BARNEY LLC2010-04-072011-02-07
FISHER ASSET MANAGEMENT, LLC2003-04-222004-02-03

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