RICHARD JAMES CHILDS is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2014-01-09 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2014-01-16 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2006-02-21 | 2009-06-01 | — |
| LEGG MASON WOOD WALKER, INCORPORATED | 2002-12-18 | 2006-02-21 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2000-09-27 | 2002-12-20 | — |