THOMAS LEY is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2024-11-21 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2012-05-24 | 2024-11-15 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2012-06-05 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2005-11-18 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2002-07-18 | 2005-11-22 | — |