SUSAN LYNN ESSES is an investment adviser representative (IAR) with state registration records since 1998, appearing at 4 firms. Currently registered with PRINCIPAL SECURITIES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | 2009-01-21 | present | Yes |
| OSAIC FA, INC. | 2008-11-11 | 2008-12-01 | — |
| OPPENHEIMER & CO. INC. | 2005-08-25 | 2008-10-03 | — |
| MORGAN STANLEY DW INC. | 1998-02-14 | 2005-08-29 | — |