ALAN LEE SWINGLER is an investment adviser representative (IAR) with state registration records since 1999, appearing at 2 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2014-01-21 | present | Yes |
| NATIONAL PLANNING CORPORATION | 1999-12-16 | 2004-04-27 | — |