SANJAY MATHUR

SANJAY MATHUR is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (5)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2024-03-20presentYes
WELLS FARGO CLEARING SERVICES, LLC2012-04-272024-03-21
MORGAN STANLEY SMITH BARNEY LLC2009-06-012012-05-02
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.1998-11-022007-04-02

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