JAMES J DOWD is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2025-09-12 | present | Yes |
| RAYMOND JAMES & ASSOCIATES, INC. | 2016-07-28 | 2025-09-15 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2012-02-07 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-13 | 2009-06-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2006-04-19 | 2007-04-16 | — |