KATHLEEN FORTNER MOSES is an investment adviser representative (IAR) with state registration records since 2006, appearing at 2 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2026-04-03 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-07-12 | present | Yes |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2007-10-03 | 2010-03-22 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2006-11-17 | 2007-10-03 | — |