STEVEN RICHARD SMITH is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with WEALTH ADVISORY SOLUTIONS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WEALTH ADVISORY SOLUTIONS, LLC | 2019-09-30 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-04-16 | 2019-11-18 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2006-05-05 | 2009-05-05 | — |
| UBS FINANCIAL SERVICES INC. | 2000-02-10 | 2006-05-25 | — |