RICHARD WHOLEY is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with ROBERT W. BAIRD & CO. INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | 2006-07-07 | present | Yes |
| GREAT LAKES ADVISORS, LLC | 2005-09-22 | 2006-07-10 | — |
| WINTRUST INVESTMENTS LLC | 2005-09-22 | 2006-07-10 | — |