KATHY SPENCER is an investment adviser representative (IAR) with state registration records since 2015, appearing at 4 firms. Currently registered with STRATEGIC ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| STRATEGIC ADVISERS LLC | 2025-03-31 | present | Yes |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2023-04-26 | 2025-03-31 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2017-11-08 | 2022-02-22 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2016-03-31 | 2016-07-22 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2015-01-28 | 2016-03-21 | — |