JAMES BERNARD CARROLL is an investment adviser representative (IAR) with state registration records since 2011, appearing at 3 firms. Currently registered with BALLAST ROCK PRIVATE WEALTH.
| Firm | From | To | Current |
|---|---|---|---|
| BALLAST ROCK PRIVATE WEALTH | 2024-03-24 | present | Yes |
| BALLAST ROCK PRIVATE WEALTH | 2023-09-12 | 2024-03-20 | — |
| TIDAL INVESTMENTS LLC | 2023-07-15 | 2023-09-06 | — |
| LONGRUN CAPITAL MANAGEMENT LLC | 2011-08-16 | 2019-08-02 | — |