PATRICK FRANCIS DUFF

PATRICK FRANCIS DUFF is an investment adviser representative (IAR) with state registration records since 1994, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (4)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2015-10-13presentYes
RBC CAPITAL MARKETS, LLC2009-08-212015-10-28
MORGAN STANLEY SMITH BARNEY LLC2009-06-012009-09-14
CITIGROUP GLOBAL MARKETS INC.1994-02-072009-06-01

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