KATHLEEN PIRES SWAN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | present | Yes |
| WELLS FARGO INVESTMENTS, LLC | 2010-08-27 | 2011-01-03 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-09-13 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2004-02-13 | 2009-06-01 | — |
| WELLS FARGO INVESTMENTS, LLC | 2001-05-15 | 2004-02-27 | — |