JOAN RENEE PHINNEY is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2021-07-01 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-02-20 | 2021-07-01 | — |
| RBC CAPITAL MARKETS, LLC | 2006-12-11 | 2008-02-20 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2005-03-30 | 2006-12-14 | — |
| WELLS FARGO INVESTMENTS, LLC | 2002-08-21 | 2005-04-04 | — |