JAMES ROBERT HARVEY

JAMES ROBERT HARVEY is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
COMMONWEALTH EQUITY SERVICES, LLC2021-12-10presentYes
ARBOR POINT ADVISORS2020-11-062021-01-26
SECURITIES AMERICA ADVISORS, INC.2020-11-062021-12-21
KMS FINANCIAL SERVICES, INC.1999-07-132020-11-06

More