RICHARD JOHN BROCK is an investment adviser representative (IAR) with state registration records since 2000, appearing at 6 firms. Currently registered with GALLAGHER FIDUCIARY ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| GALLAGHER FIDUCIARY ADVISORS, LLC | 2022-04-15 | present | Yes |
| KESTRA ADVISORY SERVICES, LLC | 2016-04-28 | 2022-03-31 | — |
| KESTRA INVESTMENT SERVICES, LLC | 2009-01-16 | 2016-09-22 | — |
| TICE MCNINCH CAPITAL MANAGEMENT, INC. | 2007-01-26 | 2008-12-31 | — |
| TRIAD ADVISORS LLC | 2003-11-04 | 2007-01-22 | — |
| CHERRY BEKAERT WEALTH MANAGEMENT LLC | 2000-03-08 | 2003-10-30 | — |