HERBERT SPENCER THORNTON is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with OPPENHEIMER & CO. INC..
| Firm | From | To | Current |
|---|---|---|---|
| OPPENHEIMER & CO. INC. | 2019-01-31 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2004-04-21 | 2019-02-01 | — |
| UBS FINANCIAL SERVICES INC. | 2002-09-19 | 2003-10-15 | — |