RICHARD JAMES VERGONA

RICHARD JAMES VERGONA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

Registration history (3)

FirmFromToCurrent
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2019-11-14presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012019-11-15
CITIGROUP GLOBAL MARKETS INC.2002-04-042009-06-01

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