ROGER BRUCE RILEY is an investment adviser representative (IAR) with state registration records since 1987, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-03-17 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2014-06-30 | 2025-03-24 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2009-10-05 | 2014-06-12 | — |
| AMERIPRISE ADVISOR SERVICES, INC. | 2009-05-01 | 2009-10-05 | — |
| UBS FINANCIAL SERVICES INC. | 1987-05-05 | 2009-05-04 | — |