SUSAN E PENNEY is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with KOVACK ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| KOVACK ADVISORS, INC. | 2012-11-12 | present | Yes |
| WESTSIDE INVESTMENT MANAGEMENT, LLC | 2011-04-12 | 2012-12-06 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2010-12-22 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2001-07-12 | 2003-07-01 | — |