STEVEN PAUL KLEIN

STEVEN PAUL KLEIN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2019-09-05presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012019-09-06
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2002-08-012007-04-02

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