FRANK THOMAS GUERRIERO

FRANK THOMAS GUERRIERO is an investment adviser representative (IAR) with state registration records since 1998, appearing at 7 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (8)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2020-06-26presentYes
WELLS FARGO CLEARING SERVICES, LLC2012-04-112020-07-01
PNC WEALTH MANAGEMENT2010-12-212012-04-20
PNC WEALTH MANAGEMENT2009-11-132009-12-31
NATCITY INVESTMENTS, INC.2009-06-232009-11-13
SATIAS CAPITAL PARTNERS LLC2007-10-172009-05-01
CITIGROUP GLOBAL MARKETS INC.2003-03-042007-10-29
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED1998-05-152003-02-18

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