ROCKY JOE NORRIS is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2020-11-17 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2015-11-06 | 2020-11-13 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-08-20 | 2015-11-11 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2006-02-08 | 2009-02-12 | — |
| RBC CAPITAL MARKETS, LLC | 2003-08-22 | 2006-01-19 | — |