NANCY CAROL BERNSTEIN

NANCY CAROL BERNSTEIN is an investment adviser representative (IAR) with state registration records since 1998, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (3)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2022-09-29presentYes
MORGAN STANLEY SMITH BARNEY LLC2011-11-082022-10-19
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED1998-06-052011-11-09

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