JAMES DAVID STEIN is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with BENJAMIN F. EDWARDS & COMPANY, INC..
| Firm | From | To | Current |
|---|---|---|---|
| BENJAMIN F. EDWARDS & COMPANY, INC. | 2014-04-30 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-01-01 | 2014-05-01 | — |
| A. G. EDWARDS & SONS, INC. | 2005-08-15 | 2008-01-01 | — |
| MORGAN STANLEY DW INC. | 2003-03-04 | 2005-08-29 | — |