CAROL SMITH is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2021-02-21 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-02-09 | 2021-02-19 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-02-09 | — |
| MORGAN STANLEY DW INC. | 1999-06-21 | 2007-04-02 | — |