HERBERT ROTTENBERG is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2026-01-15 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2008-01-18 | 2026-01-27 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2002-05-08 | 2008-01-29 | — |