NOEL BATEMAN SWAIN is an investment adviser representative (IAR) with state registration records since 1996, appearing at 3 firms. Currently registered with FIDUCIARY ALLIANCE LLC.
| Firm | From | To | Current |
|---|---|---|---|
| FIDUCIARY ALLIANCE LLC | 2026-06-25 | present | Yes |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2016-03-22 | 2026-07-01 | — |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | 1996-04-23 | 2016-04-21 | — |