Sean Ward Farrell

Sean Ward Farrell is an investment adviser representative (IAR) with state registration records since 2000, appearing at 6 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (6)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2017-08-01presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2016-09-272017-07-12
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2006-02-152016-04-18
ADVEST, INC.2005-07-142006-02-15
WELLS FARGO CLEARING SERVICES, LLC2003-07-012004-06-02
PRUDENTIAL EQUITY GROUP, LLC2000-05-112003-07-01

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