JAMES DONALD RICHARDS is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2023-06-29 | present | Yes |
| VANTAGE FINANCIAL GROUP, INC. | 2014-09-03 | 2020-11-13 | — |
| WALNUT STREET SECURITIES, INC. | 2006-05-03 | 2013-09-03 | — |
| WALNUT STREET ADVISERS INC | 1999-01-01 | 2006-11-02 | — |