STEVEN THOMAS DUM

STEVEN THOMAS DUM is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with OSAIC WEALTH, INC..

Registration history (4)

FirmFromToCurrent
OSAIC WEALTH, INC.2018-11-02presentYes
SIGNATOR INVESTORS, INC.2016-05-132018-11-02
SOMERSET CPAS, P.C.2003-09-232014-12-02
TRANSAMERICA FINANCIAL ADVISORS, LLC1999-01-152016-05-13

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