DAVID STUART PENN

DAVID STUART PENN is an investment adviser representative (IAR) with state registration records since 1992, appearing at 5 firms. Currently registered with JANNEY MONTGOMERY SCOTT LLC.

Registration history (5)

FirmFromToCurrent
JANNEY MONTGOMERY SCOTT LLC2009-05-12presentYes
FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC2008-10-032009-05-07
CLEARBRIDGE INVESTMENTS, LLC2007-05-292009-05-07
CITIGROUP GLOBAL MARKETS INC.2005-12-082007-06-14
LEGG MASON WOOD WALKER, INCORPORATED1992-04-292006-02-21

More