LISA KAREN HEERWAGEN

LISA KAREN HEERWAGEN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with QP WEALTH MANAGEMENT, LLC.

Registration history (4)

FirmFromToCurrent
QP WEALTH MANAGEMENT, LLC2019-05-14presentYes
MORGAN STANLEY SMITH BARNEY LLC2010-06-222019-05-14
RBC CAPITAL MARKETS, LLC2007-03-162010-02-16
CITIGROUP GLOBAL MARKETS INC.2006-10-062007-03-26

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