PHUC QUANG LE

PHUC QUANG LE is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (6)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2023-08-10presentYes
SECURIAN FINANCIAL SERVICES, INC.2020-04-162023-08-10
PRUCO SECURITIES, LLC2013-05-032020-02-20
HORNOR, TOWNSEND & KENT, LLC2009-06-242013-02-01
AMERIPRISE FINANCIAL SERVICES, LLC2009-04-222009-06-22
EQUITABLE ADVISORS, LLC2006-09-292008-10-15

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